<iframesrc=" ns.html?id="GTM-MZDVZ6&quot;" height="0" width="0" style="display:none;visibility:hidden"> Banco BTG Pactual S/A - ANBIMA

Institution Profile

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Page updated on 29/05/2025 at 03:02

BANCO BTG PACTUAL S/A

Member

Member since

29/03/1984

Company Name

BANCO BTG PACTUAL S/A

CNPJ (EIN)

30.306.294/0001-45


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Followed codes

This institution follows 7 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.

Check below the codes followed by this company:

Membership Status

definitiva

Activities performed in the market

  • Gestão
  • Administração
  • Base de Dados – FIP

Membership Status

definitiva

Activities performed in the market

  • Distribuição para público Private
  • Distribuição para público em geral, exceto private, middle e corporate

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Negociação de COE
  • Negociação de Derivativos de Balcão
  • Negociação de CCB
  • Negociação de Debêntures, CRI e CRA

Membership Status

definitiva

Activities performed in the market

  • Coordenação e Estruturação

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Investidor Não Residente
  • Custódia

Certifications

This institution has professionals with 1,406 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.

Check out the distribution of certified professionals in this company below:

  • CPA-10

    195 Related professionals

  • CPA-20

    685 Related professionals

  • CEA

    353 Related professionals

  • CFG

    68 Related professionals

  • CGA

    61 Related professionals

  • CGE

    44 Related professionals

Guidelines and penalties

14/12/2020

Term of Commitment (A000687/2021)

The investigation generated a Term of Commitment, with guidance for correcting the problems, which were easy to adjust or with low damage potential.

Please check the case details: see the term of commitment

Code(s) breached: Código de Ofertas Públicas

The guidelines and penalties sent as of April 2016 are disclosed​.

15/04/2016

Irregularity investigation procedure (OP 005/2015)

The investigation generated a letter of recommendation, with guidance for correcting issues, which were easy to adjust or had low potential for damage.

Please check the case details: see the recommendation letter

Code(s) breached: Código de Ofertas Públicas

This institution does not have any fines recorded. ​