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This institution follows 3 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Coordenação e Estruturação
Membership Status
definitiva
Certifications
This institution does not have certified professionals linked.
Guidelines and penalties
18/12/2020
Term of Commitment (A012861/2020)
The investigation generated a Term of Commitment, with guidance for correcting the problems, which were easy to adjust or with low damage potential.
Please check the case details: see the term of commitment
Code(s) breached: Código de Ofertas Públicas
The guidelines and penalties sent as of April 2016 are disclosed.
15/04/2016
Irregularity investigation procedure (OP 005/2015)
The investigation generated a letter of recommendation, with guidance for correcting issues, which were easy to adjust or had low potential for damage.
Please check the case details: see the recommendation letter
Code(s) breached: Código de Ofertas Públicas
