Espanhol
PortuguêsFollowed codes
This institution follows 5 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Administração
- Base de Dados – FIP
Membership Status
definitiva
Activities performed in the market
- Distribuição para público em geral, exceto private, middle e corporate
Membership Status
definitiva
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Escrituração
- Controladoria
- Custódia
Certifications
This institution has professionals with 9 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.
Check out the distribution of certified professionals in this company below:
CPA-10
3 Related professionals
CPA-20
6 Related professionals
Guidelines and penalties
The guidelines and penalties sent as of April 2016 are disclosed.
13/12/2017
Process (F 010/2016)
The investigation generated a decision and the institution was judged by the Regulation and Best Practices Board, which decided on its penalty.
Please check the case details: see judgment
Code(s) breached: Código de Administração e Gestão de Recursos de Terceiros
17/03/2023
Process (Processo ART 002/2022)
The investigation generated a decision and the institution was judged by the Regulation and Best Practices Board, which decided on its penalty.
Please check the case details: see judgment
Code(s) breached: Código de Administração e Gestão de Recursos de Terceiros
14/01/2022
Process (SQ 001/2021)
The investigation generated a term of commitment, in which the institution undertook to access and correct acts in non-compliance with the self-regulation codes.
Please check the case details: see the term of commitment
Code(s) breached: Código para Serviços Qualificados ao Mercado de Capitais
14/01/2022
Process (ART 006/2020)
The investigation generated a term of commitment, in which the institution undertook to access and correct acts in non-compliance with the self-regulation codes.
Please check the case details: see the term of commitment
Code(s) breached: Código de Administração e Gestão de Recursos de Terceiros
