<iframesrc=" ns.html?id="GTM-MZDVZ6&quot;" height="0" width="0" style="display:none;visibility:hidden"> XP Investimentos Corret. de Cambio, Tit. e Val. Mobil. S/A - ANBIMA

Institution Profile

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Page updated on 06/05/2025 at 03:01

XP INVESTIMENTOS CORRET. DE CAMBIO, TIT. E VAL. MOBIL. S/A

Member

Member since

14/09/2009

Company Name

XP INVESTIMENTOS CORRET. DE CAMBIO, TIT. E VAL. MOBIL. S/A

CNPJ (EIN)

02.332.886/0001-04


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Followed codes

This institution follows 7 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.

Check below the codes followed by this company:

Membership Status

definitiva

Activities performed in the market

  • Administração
  • Base de Dados – FIP

Membership Status

definitiva

Activities performed in the market

  • Distribuição para público Private
  • Distribuição para público em geral, exceto private, middle e corporate

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Negociação de Derivativos de Balcão
  • Negociação de COE
  • Negociação de Debêntures, CRI e CRA

Membership Status

definitiva

Activities performed in the market

  • Coordenação e Estruturação

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Custódia

Certifications

This institution has professionals with 4,809 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.

Check out the distribution of certified professionals in this company below:

  • CPA-10

    794 Related professionals

  • CPA-20

    2942 Related professionals

  • CEA

    811 Related professionals

  • CFG

    120 Related professionals

  • CGA

    91 Related professionals

  • CGE

    51 Related professionals

Guidelines and penalties

23/11/2020

Term of Commitment (A012862/2020)

The investigation generated a Term of Commitment, with guidance for correcting the problems, which were easy to adjust or with low damage potential.

Please check the case details: see the term of commitment

Code(s) breached: Código de Ofertas Públicas

14/12/2020

Term of Commitment (A000687/2021)

The investigation generated a Term of Commitment, with guidance for correcting the problems, which were easy to adjust or with low damage potential.

Please check the case details: see the term of commitment

Code(s) breached: Código de Ofertas Públicas

15/03/2022

Letter of recommendation (A004080/2022)

The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.

Please check the case details: see early letter of recommendation

Code(s) breached: Código de Distribuição de Produtos de Investimento

The guidelines and penalties sent as of April 2016 are disclosed​.

30/12/2024

Process (DIST001/2024)

The investigation generated a term of commitment, in which the institution undertook to access and correct acts in non-compliance with the self-regulation codes.

Please check the case details: see the term of commitment

Code(s) breached: Código de Distribuição de Produtos de Investimento

18/12/2020

Process (DIST02/2020)

The investigation generated a term of commitment, in which the institution undertook to access and correct acts in non-compliance with the self-regulation codes.

Please check the case details: see the term of commitment

Code(s) breached: Código de Distribuição de Produtos de Investimento

9 fines were applied to this institution in the last 12 months.